Throttling Authentication Attempts

Capacity Throttling

CAS is able to support request rate-limiting based on the token-bucket algorithm, via the Bucket4j project. This means that authentication requests that reach a certain configurable capacity within a time window may either be blocked or throttled to slow down. This is done to protect the system from overloading, allowing you to introduce a scenario to allow CAS 120 authentication requests per minute with a refill rate of 10 requests per second that would continually increase in the capacity bucket. Please note that the bucket allocation strategy is specific to the client IP address.

Enable the following module in your configuration overlay:

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<dependency>
    <groupId>org.apereo.cas</groupId>
    <artifactId>cas-server-support-throttle-bucket4j</artifactId>
    <version>${cas.version}</version>
</dependency>
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implementation "org.apereo.cas:cas-server-support-throttle-bucket4j:${project.'cas.version'}"
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dependencyManagement {
    imports {
        mavenBom "org.apereo.cas:cas-server-support-bom:${project.'cas.version'}"
    }
}

dependencies {
    implementation "org.apereo.cas:cas-server-support-throttle-bucket4j"
}
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dependencies {
    /*
    The following platform references should be included automatically and are listed here for reference only.
            
    implementation enforcedPlatform("org.apereo.cas:cas-server-support-bom:${project.'cas.version'}")
    implementation platform(org.springframework.boot.gradle.plugin.SpringBootPlugin.BOM_COORDINATES)
    */

    implementation "org.apereo.cas:cas-server-support-throttle-bucket4j"
}

The following settings and properties are available from the CAS configuration catalog:

The configuration settings listed below are tagged as Required in the CAS configuration metadata. This flag indicates that the presence of the setting may be needed to activate or affect the behavior of the CAS feature and generally should be reviewed, possibly owned and adjusted. If the setting is assigned a default value, you do not need to strictly put the setting in your copy of the configuration, but should review it nonetheless to make sure it matches your deployment expectations.

The configuration settings listed below are tagged as Optional in the CAS configuration metadata. This flag indicates that the presence of the setting is not immediately necessary in the end-user CAS configuration, because a default value is assigned or the activation of the feature is not conditionally controlled by the setting value. You should only include this field in your configuration if you need to modify the default value.

  • cas.authn.throttle.bucket4j.bandwidth[0].capacity=120
  • Number of tokens/requests that can be used within the time window.

    org.apereo.cas.configuration.model.support.bucket4j.Bucket4jBandwidthLimitProperties.

    How can I configure this property?

  • cas.authn.throttle.bucket4j.bandwidth[0].duration=PT60S
  • Time window in which capacity can be allowed.

    This settings supports the java.time.Duration syntax [?].

    org.apereo.cas.configuration.model.support.bucket4j.Bucket4jBandwidthLimitProperties.

    How can I configure this property?

  • cas.authn.throttle.bucket4j.bandwidth[0].initial-tokens=
  • By default initial size of bucket equals to capacity. But sometimes, you may want to have lesser initial size, for example for case of cold start in order to prevent denial of service.

    org.apereo.cas.configuration.model.support.bucket4j.Bucket4jBandwidthLimitProperties.

    How can I configure this property?

  • cas.authn.throttle.bucket4j.bandwidth[0].refill-count=10
  • The number of tokens that should be used to refill the bucket given the specified refill duration.

    org.apereo.cas.configuration.model.support.bucket4j.Bucket4jBandwidthLimitProperties.

    How can I configure this property?

  • cas.authn.throttle.bucket4j.bandwidth[0].refill-duration=PT30S
  • Duration to use to refill the bucket.

    This settings supports the java.time.Duration syntax [?].

    org.apereo.cas.configuration.model.support.bucket4j.Bucket4jBandwidthLimitProperties.

    How can I configure this property?

  • cas.authn.throttle.bucket4j.bandwidth[0].refill-strategy=GREEDY
  • Describes how the bucket should be refilled. Specifies the speed of tokens regeneration. Available values are as follows:

    • GREEDY: This type of refill regenerates tokens in a greedy manner; it tries to add the tokens to bucket as soon as possible. For example refill "10 tokens per 1 second" adds 1 token per each 100 millisecond; in other words refill will not wait 1 second to regenerate 10 tokens.
    • INTERVALLY: This type of refill regenerates tokens in intervally manner. "Intervally" in opposite to "greedy" will wait until whole period would be elapsed before regenerating tokens.

    org.apereo.cas.configuration.model.support.bucket4j.Bucket4jBandwidthLimitProperties.

    How can I configure this property?

  • cas.authn.throttle.bucket4j.bandwidth=
  • Describe the available bandwidth and the overall limitations. Multiple bandwidths allow for different policies per unit of measure. (i.e. allows 1000 tokens per 1 minute, but not often then 50 tokens per 1 second).

    org.apereo.cas.configuration.model.support.throttle.Bucket4jThrottleProperties.

    How can I configure this property?

  • cas.authn.throttle.bucket4j.blocking=true
  • Whether the request should block until capacity becomes available. Consume a token from the token bucket. If a token is not available this will block until the refill adds one to the bucket.

    org.apereo.cas.configuration.model.support.throttle.Bucket4jThrottleProperties.

    How can I configure this property?

  • cas.authn.throttle.bucket4j.enabled=true
  • Decide whether bucket4j functionality should be enabled.

    org.apereo.cas.configuration.model.support.throttle.Bucket4jThrottleProperties.

    How can I configure this property?

    Configuration Metadata

    The collection of configuration properties listed in this section are automatically generated from the CAS source and components that contain the actual field definitions, types, descriptions, modules, etc. This metadata may not always be 100% accurate, or could be lacking details and sufficient explanations.

    Be Selective

    This section is meant as a guide only. Do NOT copy/paste the entire collection of settings into your CAS configuration; rather pick only the properties that you need. Do NOT enable settings unless you are certain of their purpose and do NOT copy settings into your configuration only to keep them as reference. All these ideas lead to upgrade headaches, maintenance nightmares and premature aging.

    YAGNI

    Note that for nearly ALL use cases, declaring and configuring properties listed here is sufficient. You should NOT have to explicitly massage a CAS XML/Java/etc configuration file to design an authentication handler, create attribute release policies, etc. CAS at runtime will auto-configure all required changes for you. If you are unsure about the meaning of a given CAS setting, do NOT turn it on without hesitation. Review the codebase or better yet, ask questions to clarify the intended behavior.

    Naming Convention

    Property names can be specified in very relaxed terms. For instance cas.someProperty, cas.some-property, cas.some_property are all valid names. While all forms are accepted by CAS, there are certain components (in CAS and other frameworks used) whose activation at runtime is conditional on a property value, where this property is required to have been specified in CAS configuration using kebab case. This is both true for properties that are owned by CAS as well as those that might be presented to the system via an external library or framework such as Spring Boot, etc.

    When possible, properties should be stored in lower-case kebab format, such as cas.property-name=value. The only possible exception to this rule is when naming actuator endpoints; The name of the actuator endpoints (i.e. ssoSessions) MUST remain in camelCase mode.

    Settings and properties that are controlled by the CAS platform directly always begin with the prefix cas. All other settings are controlled and provided to CAS via other underlying frameworks and may have their own schemas and syntax. BE CAREFUL with the distinction. Unrecognized properties are rejected by CAS and/or frameworks upon which CAS depends. This means if you somehow misspell a property definition or fail to adhere to the dot-notation syntax and such, your setting is entirely refused by CAS and likely the feature it controls will never be activated in the way you intend.

    Validation

    Configuration properties are automatically validated on CAS startup to report issues with configuration binding, specially if defined CAS settings cannot be recognized or validated by the configuration schema. The validation process is on by default and can be skipped on startup using a special system property SKIP_CONFIG_VALIDATION that should be set to true. Additional validation processes are also handled via Configuration Metadata and property migrations applied automatically on startup by Spring Boot and family.

    Indexed Settings

    CAS settings able to accept multiple values are typically documented with an index, such as cas.some.setting[0]=value. The index [0] is meant to be incremented by the adopter to allow for distinct multiple configuration blocks.

    Failure Throttling

    CAS provides a facility for limiting failed login attempts to support password guessing and related abuse scenarios. A couple strategies are provided for tracking failed attempts:

    1. Source IP - Limit successive failed logins against any username from the same IP address.
    2. Source IP and username - Limit successive failed logins against a particular user from the same IP address.

    All login throttling components that ship with CAS limit successive failed login attempts that exceed a threshold rate, which is a time in seconds between two failures. The following properties are provided to define the failure rate.

    • threshold - Number of failed login attempts.
    • rangeSeconds - Period of time in seconds.

    A failure rate of more than 1 per 3 seconds is indicative of an automated authentication attempt, which is a reasonable basis for throttling policy. Regardless of policy care should be taken to weigh security against access; overly restrictive policies may prevent legitimate authentication attempts.

    Threshold Rate

    The failure threshold rate is calculated as: threshold / rangeSeconds. For instance, the failure rate for the above scenario would be 0.333333. An authentication attempt may be considered throttled if the request submission rate (calculated as the difference between the current date and the last submission date) exceeds the failure threshold rate.

    Enable the following module in your configuration overlay:

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    <dependency>
        <groupId>org.apereo.cas</groupId>
        <artifactId>cas-server-support-throttle</artifactId>
        <version>${cas.version}</version>
    </dependency>
    
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    implementation "org.apereo.cas:cas-server-support-throttle:${project.'cas.version'}"
    
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    dependencyManagement {
        imports {
            mavenBom "org.apereo.cas:cas-server-support-bom:${project.'cas.version'}"
        }
    }
    
    dependencies {
        implementation "org.apereo.cas:cas-server-support-throttle"
    }
    
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    dependencies {
        /*
        The following platform references should be included automatically and are listed here for reference only.
                
        implementation enforcedPlatform("org.apereo.cas:cas-server-support-bom:${project.'cas.version'}")
        implementation platform(org.springframework.boot.gradle.plugin.SpringBootPlugin.BOM_COORDINATES)
        */
    
        implementation "org.apereo.cas:cas-server-support-throttle"
    }
    

    Configuration

    The following settings and properties are available from the CAS configuration catalog:

    The configuration settings listed below are tagged as Required in the CAS configuration metadata. This flag indicates that the presence of the setting may be needed to activate or affect the behavior of the CAS feature and generally should be reviewed, possibly owned and adjusted. If the setting is assigned a default value, you do not need to strictly put the setting in your copy of the configuration, but should review it nonetheless to make sure it matches your deployment expectations.

    The configuration settings listed below are tagged as Optional in the CAS configuration metadata. This flag indicates that the presence of the setting is not immediately necessary in the end-user CAS configuration, because a default value is assigned or the activation of the feature is not conditionally controlled by the setting value. You should only include this field in your configuration if you need to modify the default value.

  • cas.authn.throttle.core.app-code=CAS
  • Application code used to identify this application in the audit logs.

    org.apereo.cas.configuration.model.support.throttle.ThrottleCoreProperties.

    How can I configure this property?

  • cas.authn.throttle.core.username-parameter=
  • Username parameter to use in order to extract the username from the request.

    org.apereo.cas.configuration.model.support.throttle.ThrottleCoreProperties.

    How can I configure this property?

  • cas.authn.throttle.schedule.enabled=true
  • Whether scheduler should be enabled to schedule the job to run.

    org.apereo.cas.configuration.model.support.quartz.SchedulingProperties.

    How can I configure this property?

  • cas.authn.throttle.schedule.enabled-on-host=.*
  • Overrides SchedulingProperties#enabled property value of true if this property does not match hostname of CAS server. This can be useful if deploying CAS with an image in a statefulset where all names are predictable but where having different configurations for different servers is hard. The value can be an exact hostname or a regular expression that will be used to match the hostname.

    org.apereo.cas.configuration.model.support.quartz.SchedulingProperties.

    How can I configure this property?

  • cas.authn.throttle.schedule.repeat-interval=PT2M
  • String representation of a repeat interval of re-loading data for an data store implementation. This is the timeout between consecutive job’s executions.

    This settings supports the java.time.Duration syntax [?].

    org.apereo.cas.configuration.model.support.quartz.SchedulingProperties.

    How can I configure this property?

  • cas.authn.throttle.schedule.start-delay=PT15S
  • String representation of a start delay of loading data for a data store implementation. This is the delay between scheduler startup and first job’s execution

    This settings supports the java.time.Duration syntax [?].

    org.apereo.cas.configuration.model.support.quartz.SchedulingProperties.

    How can I configure this property?

  • cas.authn.throttle.failure.code=AUTHENTICATION_FAILED
  • Failure code to record in the audit log. Generally this indicates an authentication failure event.

    org.apereo.cas.configuration.model.support.throttle.ThrottleFailureProperties.

    How can I configure this property?

  • cas.authn.throttle.failure.range-seconds=-1
  • Period of time in seconds for the threshold rate.

    org.apereo.cas.configuration.model.support.throttle.ThrottleFailureProperties.

    How can I configure this property?

  • cas.authn.throttle.failure.threshold=-1
  • Number of failed login attempts for the threshold rate.

    org.apereo.cas.configuration.model.support.throttle.ThrottleFailureProperties.

    How can I configure this property?

  • cas.authn.throttle.failure.throttle-window-seconds=0
  • Indicate the number of seconds the account should remain in a locked/throttled state before it can be released to continue again. If no value is specified, the failure threshold and rate that is calculated would hold.

    This settings supports the java.time.Duration syntax [?].

    org.apereo.cas.configuration.model.support.throttle.ThrottleFailureProperties.

    How can I configure this property?

    Configuration Metadata

    The collection of configuration properties listed in this section are automatically generated from the CAS source and components that contain the actual field definitions, types, descriptions, modules, etc. This metadata may not always be 100% accurate, or could be lacking details and sufficient explanations.

    Be Selective

    This section is meant as a guide only. Do NOT copy/paste the entire collection of settings into your CAS configuration; rather pick only the properties that you need. Do NOT enable settings unless you are certain of their purpose and do NOT copy settings into your configuration only to keep them as reference. All these ideas lead to upgrade headaches, maintenance nightmares and premature aging.

    YAGNI

    Note that for nearly ALL use cases, declaring and configuring properties listed here is sufficient. You should NOT have to explicitly massage a CAS XML/Java/etc configuration file to design an authentication handler, create attribute release policies, etc. CAS at runtime will auto-configure all required changes for you. If you are unsure about the meaning of a given CAS setting, do NOT turn it on without hesitation. Review the codebase or better yet, ask questions to clarify the intended behavior.

    Naming Convention

    Property names can be specified in very relaxed terms. For instance cas.someProperty, cas.some-property, cas.some_property are all valid names. While all forms are accepted by CAS, there are certain components (in CAS and other frameworks used) whose activation at runtime is conditional on a property value, where this property is required to have been specified in CAS configuration using kebab case. This is both true for properties that are owned by CAS as well as those that might be presented to the system via an external library or framework such as Spring Boot, etc.

    When possible, properties should be stored in lower-case kebab format, such as cas.property-name=value. The only possible exception to this rule is when naming actuator endpoints; The name of the actuator endpoints (i.e. ssoSessions) MUST remain in camelCase mode.

    Settings and properties that are controlled by the CAS platform directly always begin with the prefix cas. All other settings are controlled and provided to CAS via other underlying frameworks and may have their own schemas and syntax. BE CAREFUL with the distinction. Unrecognized properties are rejected by CAS and/or frameworks upon which CAS depends. This means if you somehow misspell a property definition or fail to adhere to the dot-notation syntax and such, your setting is entirely refused by CAS and likely the feature it controls will never be activated in the way you intend.

    Validation

    Configuration properties are automatically validated on CAS startup to report issues with configuration binding, specially if defined CAS settings cannot be recognized or validated by the configuration schema. The validation process is on by default and can be skipped on startup using a special system property SKIP_CONFIG_VALIDATION that should be set to true. Additional validation processes are also handled via Configuration Metadata and property migrations applied automatically on startup by Spring Boot and family.

    Indexed Settings

    CAS settings able to accept multiple values are typically documented with an index, such as cas.some.setting[0]=value. The index [0] is meant to be incremented by the adopter to allow for distinct multiple configuration blocks.

    Actuator Endpoints

    The following endpoints are provided by CAS:

     Get throttled authentication records.


    Throttling Strategies

    The following throttling strategies are offered by CAS.

    Storage Description
    IP Address Uses a memory map to prevent successive failed login attempts from the same IP address.
    IP Address and Username Uses a memory map to prevent successive failed login attempts for a username from the same IP address.
    JDBC See this guide.
    MongoDb See this guide.
    Redis See this guide.
    Hazelcast See this guide.
    CouchDb See this guide.

    High Availability

    All of the throttling components are suitable for a CAS deployment that satisfies the recommended HA architecture. In particular deployments with multiple CAS nodes behind a load balancer configured with session affinity can use either in-memory or inspektr components. It is instructive to discuss the rationale. Since load balancer session affinity is determined by source IP address, which is the same criterion by which throttle policy is applied, an attacker from a fixed location should be bound to the same CAS server node for successive authentication attempts. A distributed attack, on the other hand, where successive request would be routed indeterminately, would cause haphazard tracking for in-memory CAS components since attempts would be split across N systems. However, since the source varies, accurate accounting would be pointless since the throttling components themselves assume a constant source IP for tracking purposes. The login throttling components are not sufficient for detecting or preventing a distributed password brute force attack.